Compliance Analyst

Compliance Analyst

Location: London

Minimum Requirements: 2 years compliance experience in Financial Services

Salary £38,000-£45,000 plus benefits

YOUR NEW COMPANY

An exciting opportunity has become available with an award-winning Wealth Management business. The business is currently looking for a Compliance Analyst to join their team in London. This is a great opportunity to join a growing business that is renowned for training and developing their staff.

RESPONSIBILITIES

• Maintain and update a full suite of compliance policies and manual

• Ensuring PA and PDMR dealing policies are fit for purpose, understood, and followed.

• Management of Companies House filings, FCA registrations, authorisations, and regulatory returns.

• Maintenance of the company errors and breaches log.

• Manage the effective maintenance of the Senior Manager & Certification Regime amongst certified and conduct rule staff.

• Manage the roll out of company-wide compliance training.

• Provide support the Chief Risk officer is his role as Money Laundering Reporting Officer (MLRO) and Data protection officer (DPO)

• Assist with the creation and review of meeting packs for senior executive and Board level committees.

• Assist with RNS announcements and other statutory matters.

• General compliance activities.

SKILLS AND EXPERIENCE:

• 2-3 years’ experience in a compliance role within Financial Services, preferable Wealth Management.

• Familiarity with FCA systems and returns

• Experience of Compliance Policies and Manuals and their maintenance.

• Minute taking and general governance experience.

Additional desirable experience:

• Money Laundering

• Data Protection

NEXT STEPS:

If you are happy to apply for this position, please click on the apply button and remember to attach a copy of your CV. One of our consultants will be in touch to discuss the opportunity and answer any questions you may have around the role. Where appropriate we can also recommend other relevant opportunities to you that match your requirements.

Synonyms: Compliance Analyst, Compliance Manager

Vision-FS Recruitment is a leading Financial Services Recruitment business covering the UK FS market. Vision-FS Recruitment specialise within the Financial Planning | Wealth Management and Employee Benefits Recruitment.